Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Compliance Technical and Financial Crime Team Leader

Anthony Alexandra
Job LocationOrpington
EducationNot Mentioned
Salary45,000 - 60,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

A financial services organisation offering savings, investment, and protection products are seeking a Compliance Technical and Financial Crime Team Leader.Summary of RoleThe successful candidate will work with the Head of Compliance to ensure the organisation conducts its with business in compliance with its regulatory requirements. Also, to manage the smooth running of the Technical and Financial Crime Team.The job holder will have two direct reports, whose work they will need to oversee. They will need to develop employees, provide feedback on performance, and assign work appropriately. There may be a need to hire and train new staff.Responsibilities

  • Keep up to date with all regulatory and statutory changes, ensuring policies are updated and shared across the organisation.
  • Responsible for collating and updating the Compliance Manual, the Financial Crime Manual and the Advisers Guide.
  • Keep the breach registers up to date and follow up on actions. Provide an update on breaches to the quarterly Compliance Report to the Audit and Compliance Committee.
  • Assist with oversight of regulatory reporting to the FCA.
  • Oversee the regulatory horizon scanning process.
  • Written and verbal training on regulatory matters as required.
  • Assistance with GDPR compliance and Subject Access Requests.
  • Oversee financial promotions and training material sign off.
  • Deputy MLRO - Oversee the recording, investigations and conclusion of financial crime suspicious activity incident reports.
  • Liaison with Law Enforcement authorities.
  • Management of the Compliance inbox and responding to requests for advice from the business.
  • Compliance support for company projects.
Experience, skills and knowledge
  • Long experience of financial services particularly Life and Pensions.
  • Preferably CII/PFS Diploma in Financial Services or equivalent qualified.
  • Able to interpret and communicate financial services sector regulations across full spectrum of products and services.
  • Excellent communicator with good verbal, written and listening skills.
  • Good organisational skills.
  • Positive and enthusiastic about change.
  • Able to build relationships and work collaboratively with a wide range of people
As well as an opportunity to work with talented people they offer a competitive salary, life cover, pension scheme into which the company will contribute up to 10% of total earnings and a performance based discretionary bonus scheme.

Keyskills :
ComplianceFinancial Crimepensionsinvestments

APPLY NOW

Compliance Technical and Financial Crime Team Leader Related Jobs

© 2019 Naukrijobs All Rights Reserved