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Investment Regulatory Advisor

Job LocationManchester
EducationNot Mentioned
Salary£35,000 - £50,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

A Manchester based Consultancy is looking for an experienced Regulatory Advisor to join its expanding team on a permanent basis.Candidates should possess a minimum of 4 years experience in a similar Compliance based role in additional too:

  • Completing new investment applications on behalf of clients, submitted them to the FCA, completed FCA responses to gain authorisation
  • Offering guidance to firms seeking authorisation on how to best set up a compliance framework, drafting regulatory business plans and relevant policies and procedures
  • Have a good understanding of PSD2 (desirable)
  • Worked in part as a consultant/for a consultancy
  • Proficient understanding of various investment-related business models e.g. Alternative Investment Funds (AIF) and Collective Investment Schemes (CIS)
  • Proficient understanding of relevant Directives e.g. MIFID II and AIFMD. This should also include the FCA handbook, specifically: COBS, COLL, FUND
  • This is a great opportunity to join a business offering an established career pathway and Learning & Development programme. This is a 40 hour per week permanent vacancy.If you would be interested in being considered please send your CV Required skills
  • Compliance
  • Drafting
  • Investment
  • BAU
  • FCA
  • Keyskills :
    Compliance Drafting Investment BAU FCA

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