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Job Location | Manchester |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time |
OverviewThe key purpose of this position is to provide support to the development and execution of the risk-based compliance testing and delegate due-diligence programmes to ensure that the Firm properly discharges its obligations under applicable laws, regulationsand guidance. The role resides within the dedicated Compliance function supporting the centralised distribution and fund management business lines within the BNY Mellon Investment Management organisation which operates through BNY Mellon Investment ManagementEMEA Limited ("IM EMEA") in the UK and its fund management subsidiaries in the UK and Luxembourg. IM EMEA also has representatives conducting distribution activities within Dubai, UAE and Santiago, Chile and through a subsidiary company in Switzerland. Distributionactivities within the EU/EEA are conducted through branches of the Luxembourg subsidiary in France (Paris), Germany (Frankfurt), Italy (Milan), the Netherlands (Amsterdam), Spain (Madrid) and Sweden (Stockholm). The IM EMEA Risk & Compliance function is comprised of 12 individuals based within the head office in London and 3 individuals based in Luxembourg. This role will focus predominantly on testing of business functions in accordance with BNY Mellons global compliancetesting methodology and on due-diligence of delegates, including the BNYM investment management firms based in various global investment centres and of the fund administrators providing transfer agency services, valuation and fund accounting. Key Responsibilities