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Compliance Manager (Consumer Finance)

Job LocationManchester
EducationNot Mentioned
Salary£45,000 - £50,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

A Compliance Manager is required by an expanding international Consumer Finance business at a very exciting time in their development. This is a managerial position that could easily evolve into a Head of Compliance (Europe) for the right individual.You will manage a small Compliance team of 4, which is expected to grow further in the near future. Your responsibilities will include:

  • Deputising for the Compliance Director when required and supporting them with their duties.
  • Coordinating and managing 2nd Line of Defence Compliance Monitoring programme and to report the results to the Compliance Director, the Risk Committee and to the Board where appropriate.
  • Acting as the Deputy Money Laundering Reporting Officer and complying with all statutory requirements applicable to this role.
  • Applying agreed processes and procedures to ensure complaints are investigated and resolved; ensuring communications with customers are clear, timely and accurate; and ensuring adequate supervision and controls are in place to minimise the potential for customer detriment.
  • Ensuring complaints and compliance procedures remain up to date and in line with the latest rules and guidance.
  • Assisting the Data Protection Officer under General Data Protection Regulations (GDPR) with monitoring compliance with GDPR and other data protection laws, our data protection policies, raising awareness, training and audits.
  • Assisting with ensuring the Risk Management framework remains up to date, including the incident management framework and sign off of remedial actions.
  • Assisting with the preparation of FCA regulatory and Compliance related internal reports.
  • Monitoring changes in UK and European guidance regarding financial / marketing promotions, working closely with Global Compliance, Legal and Regulatory to ensure the business remains compliant.
  • Participating in project work and assisting in developing policies and procedures focused on quality of service and improvements to the customer experience.
  • To be considered for this excellent opportunity you will be an experienced Compliance professional with a strong understanding of the FCA regulatory framework relevant to the Consumer Finance industry (CONC, DISP etc.), AML legislation and GDPR regulations. You will also have a proven track record of successful staff management and development. Exceptional communication and stakeholder management skills are essential. Any European language skills would be advantageous but are by no means essential. Required skills
  • Compliance
  • Compliance Monitoring
  • Keyskills :
    Compliance Compliance Moniting

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