Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Transfer Agency Oversight Analyst - 12 month FTC

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

Principal Responsibilities

  • Responsible for supporting the overall relationship with third party Transfer Agents and related bank account providers, acting as a primary contact for both internal and external stakeholders.
  • Responsible for the investigation and resolution of day-to-day operational queries, issues, and incidents
  • Execute on activities from the designed TA Oversight framework and conduct ongoing monitoring activities to ensure compliance with agreed service criteria. Communicate the monthly/quarterly oversight findings to key stakeholders and management teams.
  • Complete daily, weekly, monthly tasks to ensure compliance with Client Money Obligations (Bank Reconciliation Oversight, Timed Transfer Modelling, Resolution Pack Review)
  • Conduct service review meetings and support due diligence on the service providers in conjunction with Risk and Compliance functions. Formulate, develop, and negotiate service level documents with the service providers.
  • Support the Breaches & Complaints processes (including logging breaches, performing root cause analysis, ensuring remedial actions are completed & working with internal stakeholders such as CASS Oversight, Compliance, Legal to ensure remedial actions areappropriate)
  • Participation in ad-hoc projects requiring TA Oversight support and expertise.
  • Review and interrogation of Management Information relating to the performance of the service providers.
  • Maintain written desktop procedures for key activities completed within the team.
  • Assist in process reviews & drive efficiencies through continuous improvement.
Skills required
  • 4+ years’ experience working in an Asset Management with fund operations and/or vendor oversight experience.
  • Solid working knowledge of Transfer Agency practices
  • Good understanding of Client Money Regulations
  • Good understanding of the UK/Luxembourg fund distribution landscape and regulatory environment
  • Problem solving oriented approach with high level of accuracy and attention to detail.
  • Excellent communication and interpersonal skills with ability to communicate with all levels of a diverse range of staff, including senior management.
  • Good understanding of UK / Luxembourg fund structures
  • Forward thinking mindset with a proactive approach

APPLY NOW

Transfer Agency Oversight Analyst - 12 month FTC Related Jobs

© 2019 Naukrijobs All Rights Reserved