Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Senior Compliance Officer

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Gresham Hunt is partnered with a leading US financial services firm in their search for a Senior Compliance Officer (Director level internally) to join their London-based team.This is an exciting opportunity to deputise the UK Chief Compliance Officer, providing generalist compliance advice, monitor investment management practices, train and manage members of the team in compliance matters, and support the development and growthof the firm from a compliance and regulatory perspective.You will focus on the organisations Asset Management business units, delivering on a range of corporate compliance initiatives as well providing regulatory oversight and support.Responsibilities:

  • Providing compliance advice on existing and new regulatory matters
  • Monitoring and testing of current compliance controls and frameworks
  • Supporting the development and delivery of compliance training programmes
  • Assisting in the development of company policies and procedures
  • Help review and compile specific regulatory filings/reports (including applicable FCA Regulatory Returns and submissions required under the SMCR)
  • Participating in intralegal and Compliance meetings and representing the Compliance Department in relevant meetings
  • Manage and mentor a team of Compliance Associates with respect to central compliance activities
Successful candidates will have:
  • Demonstrable experience within compliance in the financial services industry, preferably asset management. Experience within a Big 4 consultancy or specialist compliance advisory firm would be desirable
  • Extensive knowledge of rules and regulations pertaining to asset management, in particular custody and MiFID regulations
  • Extensive stakeholder management experience required (C-Suite, Regulator)
  • Strong verbal and written communication skills, with the ability to interact and influence across all levels and departments
  • CISI Diploma accreditation would be highly desirable
Candidates must be based in the UK with full right to work. Unfortunately visa sponsorship is not available at this time.

APPLY NOW

Senior Compliance Officer Related Jobs

© 2019 Naukrijobs All Rights Reserved