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Senior Compliance Officer

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

We are partnered with a highly prestigious UK and Internationally focused Private Office that has a long-standing asset management business that provides holistic and institutional support to HNW and UHNW clients. The company is in high-growth mode and hasimpressive support and backing from the Founder. Alongside many recent professional appointments, they have also hired a high-profile CEO to kick-start the firms expansion.A vital part of the firms strategy is the hire of a Senior Compliance Officer in London. The ideal candidate will be motivated about the prospect of building a business and implementing key regulatory policies, frameworks, and procedures. The opportunityalso provides the exposure required for quick career advancement within a rapidly growing company.Role requirements:

  • Must have worked within asset management and have a high level of knowledge on the industry
  • Must have experience working within an AIFM in London
  • Will have UCITS/ICAV experience
  • Strong knowledge of European legislation
  • Wealth management exposure and experience is desired
  • Aptitude for working with several areas of a business and dealing with key stakeholders
  • Will be highly motivated and ready to cover SMCR
  • Must have a desire to progress her/his own career whilst working in a fast-paced and autonomous environment

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