Senior Compliance Officer

An international investment manager.DescriptionCompliance Responsibilities:

Act as the compliance officer and MLRO for the UK firm
Monitoring regulatory changes, identifying gaps, devising and implementing required actions
On-boarding (KYC) of clients and counterparties (includes meeting the onboarding requirements of external parties the client does business with, eg. brokers, banks, service providers)
Carrying out compliance monitoring and reporting (internally and to the regulators) per the annual programme
Draft/ review policies and procedures

Profile

Good knowledge of FCA regulations (AIFMD vs MIFID) (knowledge of SEC/CFTC regulations as well is a plus)
Exposure to UCITs and Cayman and other offshore funds regimes, and private placement regimes in Europe
Must be capable of assimilating new concepts quickly (eg. new regulatory requirements)
Must be capable of meeting short deadlines, multi-tasking and working under pressure
Due to a remote reporting line, must be a self-starter / must not require supervision

Job OfferCompetitive salary and progression.

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