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Senior Compliance Manager - Private Equity/Fund Management

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Key Duties in this interesting, varied, interim role.

  • Ensure that our FCA regulated business activities are compliant with applicable rules and regulations.
  • Hold the position of SMF16 and SMF17 if required after 6 months.
  • Advise senior management and employees on compliance issues.
  • Provide compliance advice to key stakeholders.
  • Act as MLRO and ensure all KYC is also carried out effectively.
  • Design, manage and maintain our internal compliance framework.
  • Design, manage and maintain our internal risk registers.
  • Implement the annual compliance training plan.
Please reach out to Danos Consulting for further details.

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