Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Quality Assurance - Investment File Reviewer

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Join the Quality Assurance Team as an Investment File Reviewer

  • Youll be joining us in a varied controls environment, supporting the effective monitoring and reporting of Quality Assurance risks
  • Well look to you to work as part of a friendly team to independently test the suitability of advice given to clients concerning investment products and service
  • Its an opportunity to engage with front line businesses and work collaboratively to help improve our business standards and ultimately our customer journey
  • You will be able to bring your experience and passion for improvement to make a real difference
What youll doAs an Investment File Reviewer , youll undertake file checks on front line advice to ensure qualitative standards across investment related products providing feedback on file quality, and setting appropriate remedial activity when necessary. Well look toyou to work at pace to undertake checks of multiple file types, including core files, auto advice, investment backed lending and portfolio suitability reviews. You will collaborate with the existing Quality Assurance team to drive high standards and to continuallydevelop our approach to driving up file quality. Throughout the course of your work, youll work towards becoming an expert of the Suitable Advice Guidelines (SAG) and Quality Assurance & Competence Framework, with the chance to develop your own competencies and broaden your areas of expertise and abilities. In addition, youll:
  • Support with the management of upstream regulatory or legislative developments
  • Maintain and monitor adherence to all relevant procedures and service level agreements between the first line of defence and services, escalating non-adherence
  • Help support the team in reviewing and enhancing our banking processes and policies to ensure compliance is achieved
  • Develop and maintain effective working relationships with key internal and external stakeholders to promote cross functional working and deliver the strategy
The skills youll needTo be successful in this role, youll need an understanding of relevant regulatory requirements and how these apply to our products and services. If you have experience of checking files, this would be an advantage, but whats essential is that you bring akeen eye for detail and the ability to work methodically and accurately. In addition, well expect you to hold a minimum of a QCF Level 4 qualification which could include CISI Diploma or PCIAM, CISI Investment Advice Diploma or CII Diploma in Financial Planning or equivalent. Youll also demonstrate:
  • The ability to analyse and evaluate information and articulate and disseminate to front line colleagues
  • Experience of working as part of a team
  • The ability to work well under pressure and deliver high qualitative outputs

APPLY NOW

Quality Assurance - Investment File Reviewer Related Jobs

© 2019 Naukrijobs All Rights Reserved