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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time or part-time |
Perform compliance reviews and monitoring compliance obligations, in accordance with the FCA regulations as they apply to RegTech providers; Perform compliance risk assessments across new regulations and emerging changes for existing regulations (includingMiFIR, AIFMD, UCITS, SFDR, SEC regulations); Documenting all regulatory changes for internal review and for client communications; Creation of regular compliance monitoring reports. Providing advice and assistance the UK Senior Management Team on all compliancematters; Continuous assessment and measuring effectiveness of the compliance function and controls; Providing compliance oversight as part of the compliance function for the MiFID II ARM (Approved Reporting Mechanism); Responding to compliance questions raisedby clients, regulators and other interested parties. You must have gained Compliance experience with an Asset Manager, Investment Bank or Dealer Broker, ideally including experience of regulatory reporting. This must have included good MiFID II knowledge,able to advise and guide technically minded colleagues around the regulatory requirements. Excellent opportunity to join a fast-growing business that has a strong position in their field. The role can be taken as a 3 or 4 day a week part time basis (pro ratato above salary range) or full time, as suits the successful candidate and will be a hybrid role with 1-2 days required in the office by Bank. If you believe you have the breadth of technical knowledge and self-drive to take ownership of this role then pleasecontact Gary Collins on or send your details to (including a contact number & email) however please note due to Covid we cannot reply to all applications so only successful applications will be contacted (although under no circumstance are your details everpassed on without your specific permission).We are acting as an employment agency in relation to this role. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurateto the best of their knowledge.