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MLRO SMF17

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Job Summary

  • City of London
  • Permanent
  • JN -052023-1938642
  • Jun 27, 2023
  • £125k - £130k
Job Description I am looking to hire an MLRO for an exciting Brokerage that are in the process of acquiring their banking licence. This is an exciting opportunity to build a framework for an ambitious brokerage. The MLRO will be responsible for ensuring that the business complies with its AML policies and that it meets the Financial Conduct Authority (FCA) and National Crime Agency (NCA) rules. KEY RESPONSIBILITIES - Act as the first point of contact with the Regulator, namely FCA, PRA and any other regulatory bodies as required. Ensure that the company remains compliant at all times. - Provide strategic, actionable advice and guidance to the business on FCA, UK Bribery Act, relevant Sanctions lists, and any other applicable rules and guidance. - Identify, track and implement new and updated regulatory requirements especially in relation to financial crime - Develop and review compliance and risk documentation, controls, policies, and procedures required to maintain compliance with all the regulatory requirements. - Responsible for the firms risk AML Policy, Financial Sanctions Policy and associated procedures - Act as the first point of contact for advice on issues / complaints. Track all potential risks or areas of concern and carry out Corrective Action Plan (CAP) for Incident Management process. - Manage timely and accurate reporting for all aspects of the AML functions. - Ensure that all activities and transactions that are identified as potentially suspicious are investigated, reviewed and resolved in accordance with established procedures. - Monitor Customer risk, with clear reporting regarding high-risk customers. - Personally manage and where appropriate carry out high profile/sensitive investigations - Continuously drive for improvement in efficiency and risk management. REQUIRED - Bachelors degree in a relevant degree - Experience working in a financial institution - Experience in KYC/KYB/AML/TCF and good working knowledge of SARs - Experience in working with the regulator - Experience in managing teams and working with companys senior management - Compliance qualification in financial crime, e.g., ICA and/or ACAMS. - Excellent communication skills both written and verbal This position requires regular in person visits to company branches and face-to-face interactions with company staff members. We will consider candidates in the area or those able to relocate to London. Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative. BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

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