MLRO - International Broker

Key Responsibilities

Fulfil the SMF17 Controlled Function role.
Continuously update and improve Financial Crime policies and procedures to align with regulatory requirements.
Create and implement a risk-based framework for compliance in areas such as KYC and AML Sanctions. Manage day-to-day operations of AML/CTF/Sanctions Compliance.
Prepare and submit suspicious activity reports (SARs) to relevant authorities in accordance with legal requirements. Maintain precise and up-to-date records of AML/CTF activities, including client due diligence (CDD) documentation and transaction monitoring.
Compose annual reports for the Board.
Cultivate a culture of compliance and ethics within the organization, encouraging business divisions to take ownership of compliance risk.

Required Experience

Preference for candidates with previous experience as an MLRO and SMF17 role holder.
Strong analytical, investigative, and problem-solving skills.
Exceptional communication and interpersonal abilities.
Meticulous attention to detail and an unwavering commitment to upholding the highest ethical standards.
Adaptability to changing regulatory landscapes and a proven ability to implement effective compliance strategies.

For details please get in touch

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