Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Investment File Reviewer

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Join us as an Investment File Reviewer

  • Working in the Quality Assurance Team, youll support the effective monitoring and reporting of quality assurance risks while inputting into the assurance of relevant related activities
  • Day-to-day, youll test the suitability of advice given by colleagues to clients concerning investment products and services
  • This is an opportunity to bring a competitive edge to your profile as you act as an expert of the Suitable Advice Guidelines and Quality Assurance and Competence Framework
What youll doYour daily responsibilities will include you supporting the management of upstream regulatory or legislative developments to help with the assessment and communication of our business impact. Youll also monitor adherence to all relevant operational and servicelevel agreements. Well look to you to help your team to define and monitor key MI requirements and key risk indicators necessary to confirm control framework adequacy and operations within defined risk appetite tolerances. Youll also be responsible for:
  • Undertaking file checks of frontline advice to make sure qualitative standards across investment, protection, pension and retirement provide feedback on file quality
  • Setting appropriate remedial activity when necessary and developing your own competencies to broaden areas of expertise and abilities
  • Working at pace to undertake checks of multiple file types, including core files, auto advice, investment backed lending and portfolio suitability reviews
  • Engaging with frontline business and work to improve overall qualitative file outcomes and customer journeys to support stakeholder queries and enhance customer outcomes
  • Helping the team to review and improve our banking processes and policies to make sure compliance is achieved in a cost-effective manner while minimising impact on customers
The skills youll needTo be successful in this role, youll need an understanding of relevant regulatory requirements and how these apply to products and services. Youll also need to be able to build a good knowledge of the Suitable Advice Guidelines. Well expect you to hold at least a QCF Level 4 qualification, such as a CISI diploma, a PCIAM, an Investment Advice diploma or a CII diploma in financial planning or the equivalent. Youll also need:
  • Experience of working as part of a team
  • The ability to meet demanding deadlines and to work at pace
  • An understanding of how to analyse and evaluate information before articulating it to frontline colleagues

APPLY NOW

Investment File Reviewer Related Jobs

© 2019 Naukrijobs All Rights Reserved