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EMEA Advisory Compliance Specialist

Job LocationLondon
EducationNot Mentioned
Salary739.00 - 866.00 per day
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypeContract , full-time Work from home6 months

Job Description

EMEA Advisory Compliance SpecialistPrestigious London based client requires an accomplished Advisory Compliance Specialist to join the Risk Management Team for a MAT cover. The Markets business lines include foreign exchange (FX) and fixed income sales (FIX) and Algo trading, securities finance,liquidity services and cash management. The role is to provide a key component in meeting the Compliance responsibility as a part of the second line defence to: Provide advisory, monitoring, training, oversight & challenges to business lines and where relevantpartner functions; Remote working initially and thenwork from home two days a week and from office three days a week, once offices are open. This role is Inside IR35, paying between £739-866pd.Essential

  • A background in a wholesale financial services trading compliance or regulatory advisory role.
  • A good understanding of FX and Fixed Income trading.
  • A good understanding of algorithmic/Algo trading.
  • A good knowledge and understanding of relevant EU and UK law and regulation relating to the wholesale financial markets.
  • A thorough understanding of relevant market abuse and transaction reporting legislation.
  • Compliance within financial services
  • Working knowledge of any relevant EU or US regulatory requirements.
  • An understanding of custodial banking.
  • Interpretation and guidance in respect of statutes, directives, regulations and regulatory codes and guidance.
  • Providing advice to various levels of management, business lines and functional partners in relation to U.K. and E.U. conduct regulation including, but not limited to, the FCA Handbook of Rules and Guidance, the PRA Handbook, FSMA, MiFID 2, MAR, SFTR, EMIR,PSD2, Global FX Code and the UK Money Market Code requirements) and regulatory supervisory expectations and trends.
  • Engagement in policy, advocacy, and interpretation efforts through representation and/or membership of , industry bodies and peer working groups (AGC, AFME, ISDA, ICMA etc), drafting of comment letters in response to white paper and proposed regulations.
  • Experience of regulatory conduct related issues and frameworks.
Click Apply now to be considered for the EMEA Advisory Compliance Specialist role

Keyskills :
EMEAFixed IncomeAlgoFX tradingadvisory compliance

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