Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

ECM/M&A Compliance Advisory for Boutique Investment Bank in London

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

As a Compliance Advisory professional, you will be responsible for ensuring that the firm complies with all applicable regulations and industry best practices. You will work closely with our business teams to identify potential compliance risks and developstrategies to mitigate those risks. You will also be responsible for providing compliance advice and training to employees and clientsResponsibilities:

  • Conduct compliance risk assessments and develop appropriate mitigation strategies
  • Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations
  • Provide compliance advice and training to business teams and other employees
  • Collaborate with other internal stakeholders to ensure that compliance risks are effectively managed
  • Prepare and submit regulatory filings and reports
  • Participate in internal and external audits
  • Manage and oversee compliance-related projects
  • Provide guidance on the development of new products and services
Qualifications:
  • Bachelors degree in a relevant field such as finance, law, or business
  • Minimum of 3-5 years of experience in a compliance advisory role, preferably within the financial services industry
  • In-depth knowledge of relevant regulatory requirements and best practices
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills
  • Ability to work independently and collaboratively with a team
  • Experience with equity capital markets and mergers and acquisitions is preferred
The role offers a competitive benefits package, as well as a dynamic and challenging work environment. If you are a self-starter who is passionate about compliance and interested in joining a growing and dynamic team, please get in touch at

APPLY NOW

ECM/M&A Compliance Advisory for Boutique Investment Bank in London Related Jobs

© 2019 Naukrijobs All Rights Reserved