| London Jobs |
| Manchester Jobs |
| Liverpool Jobs |
| Nottingham Jobs |
| Birmingham Jobs |
| Cambridge Jobs |
| Glasgow Jobs |
| Bristol Jobs |
| Wales Jobs |
| London Jobs |
| Manchester Jobs |
| Liverpool Jobs |
| Nottingham Jobs |
| Birmingham Jobs |
| Cambridge Jobs |
| Glasgow Jobs |
| Bristol Jobs |
| Wales Jobs |
| Oil & Gas Jobs |
| Banking Jobs |
| Construction Jobs |
| Top Management Jobs |
| IT - Software Jobs |
| Medical Healthcare Jobs |
| Purchase / Logistics Jobs |
| Sales |
| Ajax Jobs |
| Designing Jobs |
| ASP .NET Jobs |
| Java Jobs |
| MySQL Jobs |
| Sap hr Jobs |
| Software Testing Jobs |
| Html Jobs |
| Job Location | London |
| Education | Not Mentioned |
| Salary | 65,000 - 85,000 per annum |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent , full-time |
Is it time for a new challenge with an ambitious, growing businessHave you taken your current role as far as you canYoull be working for a well-established regulatory network and principal firm that is responsible for helping FinTech clients to deliver investment platforms. Over the years theyve supported some of the largest, most successful FinTech firms to take theirproducts to market. Their RegTech systems are world class and its no surprise the FCA views them so highly.Youll be responsible for delivering a range of compliance and supervision solutions to Appointed Representative firms. Youll be their first port of call for day-to-day compliance advice and play a key role in their strategic development and growth, advisingthroughout the product development process and helping structure customer journeys.Youll be an experienced Compliance specialist with strong retail investments experience, ideally including trade monitoring, trade reporting, market surveillance and market abuse (MAR). Youll have an excellent working knowledge of MiFID II trade and transactionreporting requirements and of wider FCA, HMRC, JMLSG and ICO regulations.In addition, youll possess excellent communication and stakeholder management skills and have a high degree of commercial acumen.Does this sound like you Are you up for the challengeIf so, please click apply and send over your CV.Not got an up to date CV Dont worry, send over what you have and well pick it up from there.
Keyskills :
ComplianceInvestmentInvestment BankingInvestment ManagementMarket Abuse