London Jobs |
Manchester Jobs |
Liverpool Jobs |
Nottingham Jobs |
Birmingham Jobs |
Cambridge Jobs |
Glasgow Jobs |
Bristol Jobs |
Wales Jobs |
London Jobs |
Manchester Jobs |
Liverpool Jobs |
Nottingham Jobs |
Birmingham Jobs |
Cambridge Jobs |
Glasgow Jobs |
Bristol Jobs |
Wales Jobs |
Oil & Gas Jobs |
Banking Jobs |
Construction Jobs |
Top Management Jobs |
IT - Software Jobs |
Medical Healthcare Jobs |
Purchase / Logistics Jobs |
Sales |
Ajax Jobs |
Designing Jobs |
ASP .NET Jobs |
Java Jobs |
MySQL Jobs |
Sap hr Jobs |
Software Testing Jobs |
Html Jobs |
Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
JOB DESCRIPTION Job title: Compliance Registrations - SEC Individual Registrations Project Lead (9 month contract) Department: EMEA Compliance Department overview:Nomuras EMEA Compliance department works to offer advice, guidance and oversight to the business on all matters related to regulatory compliance in the region. The Compliance team works very closely with all departments across the firm and with other Compliance teams in Nomura globally to offer consistent compliance advice and solutions in a rapidly changing and evolving regulatory environment.The Registration & Certification team is responsible for managing the Compliance elements of the Senior Manager & Certification Regime as well as other regulatory registrations such as for the CFTC SwapDealer business of Nomura:The team also includes members who are based offshore in IndiaRole DescriptionThe Project Lead work within the Individual Accountability Regime, Registrations and Training team. This is project role with the potential to transition to full time at the end of the project depending on business as usual business requirements identified as part of the project and the performance of the individual.The focus will be on the work required to prepare Nomuras UK entity for the SECs Security Based Swap Dealer *SBSD) Regime by leading the work on registering individuals at Nomura as Security Based Swap Dealer Associated Persons. This will include working with the Head of the team and other colleagues across Nomura to: