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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
Reference: C298 Job Title: Compliance Adviser - Prudential Knowledge - 12 Month FTC Company Information: A leading Investment Management business is looking for a Compliance Adviser to monitor, assess and advise on the impact of emerging regulation and regulatory initiative affecting the business. Main Responsibilities: Analysis of the FCAs publications on prudential regulation, in particular, the consultation papers and policy statements on the IFPR Provide guidance and support to the business on the requirements of the IFPR and other relevant prudential regulations and how they apply to the business Contribute to the delivery of timely and effective reporting to the Boards, Committees and Forums, Group Counsel and Head of Compliance on Compliance activity and projects Ensure that the business is aware of the relevant prudential requirements, including the IFPR. Produce insightful and accurate analysis of regulatory papers as determined by the regulatory relations managers Job Requirements: Experience of working in a financial services compliance, risk, or legal department with previous experience of advising on prudential requirements Basic understanding of retail financial products including ISAs and pensions. Strong interpersonal and communication skills (verbal and written) The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.