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Compliance Officer - Insurance Broker

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

About the job:Miryco Consultants is currently working with a leading specialist Lloyds of London insurance broker.They are looking for a compliance officer who will be reporting to the senior compliance manager and providing support to the Financial Crime team.Responsibilities:

  • Support the compliance advisory role provided by the department by investigating queries and highlighting issues relating to policy and procedures, licencing and issues.
  • Contribute to Compliance projects, including working with Operational Teams to facilitate implementation.
  • Support Head of Compliance in the management and delivery of the Compliance Plan.
  • Assist in the design and delivery of Thematic reviews.
  • Assist in the development and maintenance of registers.
  • Assist with the management of the timetable and preparation of Compliance reports for Compliance Committee meetings.
  • Assist in the development of compliance training modules and guides.
  • Keep abreast of changes to applicable regulatory and legislative requirements, and work with other areas of Compliance to propose appropriate application of these across the business.
  • Assist in ensuring the requirements of external legislation and regulations (e.g. FCA, Lloyds legislation, Money Laundering/Proceeds of Crime, Data Protection) are embodied in procedures and reflected in best practice and other general business complianceprocedures.
  • Assist with preparation of information requests from the FCA and Lloyds.
  • Assist, in ensuring Compliance policies and procedures are fully documented and are kept up to date. Manage the regular review of policies with support from subject matter experts.
Requirements:
  • Experience working within a Compliance role within the financial services sector is essential, preferably Insurance Broker background.
  • Good understanding of the insurance industry is highly desirable.
  • Good knowledge of regulatory requirements - FCA.
  • Good interpersonal skills, allowing effective interaction with individuals across all seniority levels, and experience in being able to influence others.
Location: LondonContact:Claudia Green, Miryco Consultants"Please note, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisting for this position. We will, however, be in touch should there be any other opportunities of potential interestsuiting to your skills."

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