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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent,full-timeB |
Key responsibilities include: Assist the Compliance Manager with providing consultative compliance support and advice to a number of areas across the firm Serves as contact point for Global Distribution teams (Relationship Management, Consultant Relations,Marketing, Client Account Services) for questions related to regulatory matters. Assist the Compliance Managers and Head of EMEA Compliance in delivering actionable consultative compliance support to the Equity and Fixed Income investment business and supportfunctions Using regulatory knowledge and judgment to provide appropriate resolution to trading issues and providing interpretive Assisting with regulatory reporting for the firm, e.g. GABRIEL/CONNECT Expertise required: At least 2-4 years of generalist Compliance/Regulatoryexperience gained within the asset management industry Knowledge of FCA/UK regulatory framework with direct relevant experience Able to work under pressure and produce results without close supervision A team-worker who must be able to build working relationshipsand interact with a diverse group of internal and external contacts Excellent interpersonal and influencing skills