Compliance - Equities Sales & Trading Compliance - Senior Analyst - London

Job Description

MORE ABOUT THIS JOB YOUR IMPACT You will provide support to the various areas within the Cash Equity & Equity Derivatives sphere which includes Sales, Sales Trading and Trading for the Pan European Shares, Program Trading and Derivatives desks. You willbe able to work in a multi-dimensional business that is heavily client focused, and organise your time to deal with real-rime issues as well as delivering on a diverse project workload. RESPONSIBILITIES AND QUALIFICATIONS HOW YOU WILL FULFILL YOUR POTENTIALProvide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses Compliance representative for business led projects/initiatives Developing and updating policiesand procedures Help develop and deliver training as part of the ongoing Compliance training program tailored to suit the individual requirements of our various businesses, in addition to delivering ad-hoc training as and when required Co-ordinate with thebroader Global Markets Compliance team on EMEA initiatives and projects as a representative for Equities Compliance. Assisting with the interpretation and implementation of new rules/regulation Coordinating responses to ad-hoc regulatory and exchange enquiriesSKILLS AND EXPERIENCE WE ARE LOOKING FOR Experience at the Analyst level Degree level or equivalent (not essential if has relevant working experience) Experience working in a Compliance function preferably within the Equities Advisory space Pro-active, self-motivated,assertive and well organised Ability to work independently and yet remain a strong team player Forward looking, focused on streamlining processes and increasing efficiency Flexible and has the ability to multi-task Proactive approach to problem solving Demonstratesthe ability to resolve conflict, deal with confrontation, and remain calm under pressure Interest in the financial markets and a willingness to learn Personable, level headed and able to work in harmony with others ABOUT GOLDMAN SACHS ABOUT GOLDMAN SACHS AtGoldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York,we maintain offices around the world. We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunitiesto grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. Were committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https:// careers/footer/disability-statement.htmlThe Goldman Sachs Group, Inc., 2020. All rights reserved.Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity