Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

Compliance Assistant

MB Fitzgerald
Job LocationLondon
EducationNot Mentioned
Salary30,000 - 35,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent,full-timeB

Job Description

Role: Compliance AssistantThe primary purpose of this role is to assist the Head of Compliance - and the Company Secretary in ensuring that the group of companies comply with all internal policies, laws and regulations applicable to their activities, including activities authorisedand regulated by the PRA and the FCA.Specific Responsibilities:

  • To keep up to date regarding knowledge of Bermuda, European and UK law (including Lloyds), regulations and corporate governance requirements relevant to the operation of the UK companies. * To assist in advising the business on compliance related queriesas well as design and provide training as appropriate.
  • To assist in the monitoring and design of corporate governance, regulatory and legal policies, procedures, systems, controls and checks to identify and mitigate risk.
  • To assist in the monitoring and conducting of intermediary fitness reviews on proposed and existing intermediaries, including the implementation and maintenance of the records for standard market Terms of Business agreements ("TOBA").
  • To actively establish relationships with all business units as well as external companies, including the PRA/FCA and to attend meetings as directed by management.
  • To ensure regulatory filings/renewals are made on a timely basis to the PRA, FCA and other regulators, including renewal of regulatory memberships.
  • To assist the Company Secretary as directed in relation to company secretarial duties for the UK companies and their sub committees.
  • To assist with all duties relating to the Group Data Protection Officer, including maintaining training packs, policies and any other updates as instructed.
  • To assist with the collation, filing and recording of regulatory returns including overseas licencing. * Any other duties as the Head of Compliance may assign from time to time.
Essential Skills & Requirements
  • Educated to a good level.
  • Experience in an insurance regulatory compliance environment in a London market company, a Lloyds underwriting agent or in a regulatory organisation

APPLY NOW

Compliance Assistant Related Jobs

© 2019 Naukrijobs All Rights Reserved