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Compliance Assistant

Page Personnel Finance
Job LocationLondon
EducationNot Mentioned
Salary£30,000 - £35,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

A junior position as Compliance Assistant within a growing compliance function within a Global Asset Management firm.Great opportunity for compliance professionals with 9 to 18 months experience looking for their next challenge.Client DetailsThe client is an asset management firm that specialises with dealing in global portfolios.Description

  • Assist in the implementation of the Compliance Monitoring Plan;
  • Assist in the review of the KYC files for new clients for AML purposes and follow up missing information in line with group processes and procedures;
  • Assist in the provision of regular internal compliance reports;
  • Assist with conducting Worldcheck searches;
  • Updating systems, databases and registers to ensure records are correct; and
  • Working on projects under the direction of the Head of UK Compliance.
    • Profile
  • A-level and Bachelors degree preferred (Economics, Law)
  • Strong communication skills, written and verbal
  • 9 to 18 months experience within an FCA regulated services firm, within a Compliance function
  • Excellent client facing skills and interpersonal communication skills
  • Excellent user of Microsoft Office
  • Experience of working to tight deadlines
  • Strong organisational skills
  • Excellent communication skills both written and spoken
  • Desire to work in a dynamic, fast-growing company environment with blue-chip clients
    • Job Offer£30,000+ annual salaryCompany benefits package Required skills
  • Compliance Assistant / Junior Compliance Analyst / Asset Management

    • Keyskills :
    Compliance Assistant / Juni Compliance Analyst / Asset Management

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