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| Job Location | London |
| Education | Not Mentioned |
| Salary | Competitive salary |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent , full-time |
Our client offers Investment Banking, Private Equity and Institutional Sales services across the US, Europe and Asia. In Europe 150 Associates in their London and Frankfurt offices act as a strong, stable and trusted financial partner to clients in InvestmentBanking, Private Equity and Equity Sales and Research. They are an employee-owned firm which allows them to focus on clients’ needs and they are always looking to the future and considering how they can best serve their clients through product or locationexpansion.Key tasks and responsibilities:Know-your-client (KYC) process: assist with client account opening/money laundering procedures and sanction checks including escalating relevant AML, CTF & Sanction/PEP concerns with the MLRO.Compliance monitoring activities: assist with the Compliance Monitoring activities across the European offices including carrying out detailed reviews and ensuring the proper investigation and analysis of potential breaches are documentedand escalated accordingly, including keeping an up-to-date action log. Assist in email review.Compliance registers: assist with approvals, oversee the maintenance and accuracy of registers (including Complaints, Data Breaches, Watch Lists, PA Dealing, Training, G&E, Breaches, Financial Promotions, Approved Persons) and actively monitorand escalate trends within the department.Management reports: assist with the preparatory work for Board Meetings.Data Protection: assist with the data protection responsibilities at Baird.Compliance procedures manuals: assist with updating and enhancing of manuals, policies and procedures. Promote the requirement for the associates to follow compliance policies and procedures.Training: assist with compliance training.New joiner process: new staff inductions and attestations.Keeping up to date with regulatory and industry updates: assist in implementation projects as required.Ancillary administrative tasks.Required Experience: