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Compliance Advisory Director, Private Side

eFinancialCareers
Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

This is a fantastic opportunity to work alongside a team of high-calibreAdvisors, responsible for facing off to front office colleagues.As a Compliance Advisory Directoryou will also be responsible for:

  • Managing relationships up to Board-level within the bank, ensuring the bank is meeting regulatory requirements, both in the UK and globally.
  • Providing advice on transactions, new products, regulatory developments etc
  • Liaising with external bodies such as the FCA
  • Implementing Compliance policies and initiatives as required
To be considered for this role, you must have:
  • Extensive experience in Private Side Compliance
  • SME-level knowledge of regulations relating to ECM, DCM, M&A etc.

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