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Chief Compliance Officer Equity Research Boutique

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

You will have the opportunity managed the firms compliance agenda across the existing business practice and multiple new geographic hubs, including the upcoming launch of a US office.The successful candidate will have the opportunity to join an exceptionally talented and proud team with a track record of delivering superior results to clients.Required experience:

  • Broad knowledge of UK and EU compliance regulation, FCA handbook and practical experience delivering advice on complex issues.
  • Extensive experience in an equity market related compliance (preferably equity research) role. Candidates must demonstrate primary experinece on the sell side.
  • Prior experience as an SMF16 (or CF10) preferable, but not essential
  • To learn more about our clients opportunity, please click apply to arrange a conversation.

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