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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
Maldon Partners are recruiting a Chief Compliance Officer on a permanent basis for a leading independent Equity Research Provider based in London.The role requires an experienced candidate who has solid hands on equities compliance experience and who is able the hold the CF10/CF11 (SM16/17) functions.The Role:Reporting directly to the CEO the role holder will be responsible for managing the compliance function, being responsible for all areas of compliance to which the business is exposed, and advising the management and employees of the business on all compliance matters.Responsibilities will include but not be limited to: