Cass Oversight Officer

Job Location	London
Education	Not Mentioned
Salary	Competitive salary
Industry	Not Mentioned
Functional Area	Not Mentioned
Job Type	Permanent , full-time Work from home

The company is a growing European Fintech firm who are growing their UK presenceDescriptionKey responsibilities

Act as the liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer and responding to requests from FCA and auditors
Provide strategic and technical advice on CASS compliance to business and support functions while promoting regulatory awareness
Design, develop and implement efficient control processes to ensure compliance with FCA CASS regulation
Maintain up-to-date knowledge of regulatory changes and developments within the financial services industry
Ensure effective communication of compliance issues and requirements across all levels of the organisation
Implement and oversight of compliance processes across stakeholder groups including the CASS Resolution Pack and the Client Money & Assets Return
Design and conduct quality assurance testing to ensure ongoing compliance
Develop client asset policies and ensure they are formally documented
Oversight and approval of daily client money and custody asset reconciliations

ProfileA successful Cass Oversight Officer should have:

5+ years of experience in financial services firms regulated by FCA
Advanced knowledge of UK CASS regulations and experience within a CASS Oversight function gained through experience in financial services or an industry practitioner
Solution oriented personality and eager to build compliant process with the product and operations department
Experience with working in regulatory/operational functions within a financial services firm, including knowledge of trade flows and the management of control processes
Excellent awareness of regulatory risk and control mechanisms
Strong communication and reporting skills

Job Offer

We are excited to meet talented professionals who are ready to take on this fulfilling role.

APPLY NOW

Cass Oversight Officer Related Jobs