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Job Location | London |
Education | Not Mentioned |
Salary | Competitive salary |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent, full-time |
A career at T. Rowe Price says you want to contribute and make a difference at a leading global investment management firm where success results from the dedication our associates have in building success for our clients. We are a growing organization of associates from diverse backgrounds, experiences, and perspectives. We take a long-term view on associates and their careers. Our associates do phenomenal work with purpose, and as a result, we provide growth opportunities through in-person and online training, management development programs, and career development on the job. If you are seeking a meaningful work experience along with a workplace culture that thrives on teamwork, we invite you to explore the opportunity to join us. POSITION PURPOSEThe Head of CASS Operational Oversight and Governance position is a FCA certification function and primarily responsible for overseeing the operational effectiveness of T. Rowe Prices systems and controls that are designed to achieve compliance with the regulatory rules. The role requires extensive knowledge and experience of the FCA CASS regulations gained at a prior Asset Management firm. In this role you will lead and be responsible for CASS Operational Oversight and Governance across our UK Regulated entities, reporting to the SMF 24 and the relevant Fund Boards in respect of your duties. . The individual will undertake oversight and governance ensuring T. Rowe Prices compliance with the FCA Client Money and Client Assets Rules (CASS). The CF10a will partner with relevant Business Units, including but not limited to teams across Investment Operations, Client Operations, Trading, Product, Distribution, Compliance, Legal, Audit, Risk, technology & Finance across T Rowe Price. Principal Responsibilities