Naukrijobs UK
Register
London Jobs
Manchester Jobs
Liverpool Jobs
Nottingham Jobs
Birmingham Jobs
Cambridge Jobs
Glasgow Jobs
Bristol Jobs
Wales Jobs
Oil & Gas Jobs
Banking Jobs
Construction Jobs
Top Management Jobs
IT - Software Jobs
Medical Healthcare Jobs
Purchase / Logistics Jobs
Sales
Ajax Jobs
Designing Jobs
ASP .NET Jobs
Java Jobs
MySQL Jobs
Sap hr Jobs
Software Testing Jobs
Html Jobs
IT Jobs
Logistics Jobs
Customer Service Jobs
Airport Jobs
Banking Jobs
Driver Jobs
Part Time Jobs
Civil Engineering Jobs
Accountant Jobs
Safety Officer Jobs
Nursing Jobs
Civil Engineering Jobs
Hospitality Jobs
Part Time Jobs
Security Jobs
Finance Jobs
Marketing Jobs
Shipping Jobs
Real Estate Jobs
Telecom Jobs

CASS Governance and Control Specialist

Job LocationLondon
EducationNot Mentioned
SalaryCompetitive salary
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Our client is a London-based Asset Manager who are looking for an innovative individual with experience within CASS.Salary: Up to £67,000.Role and ResponsibilitiesReporting to the Head of Credit Risk, the successful candidate will be responsible for;Work with the Client Operations teams on a daily basis as a specialist resource to ensure that operational procedures maintain compliance with CASS.Review risk events and incidents to ensure that CASS impact is correctly assessed, appropriate remedial action is taken and appropriate preventative steps are put in place.Periodically review controls that are being performed by Client Operations to ensure that adequate oversight of the platform providers and transfer agents CASS compliance is in place.Define and implement new control processes where required enhancements are identified.Liaise with the platform provider and transfer agent to ensure that adequate systems and controls are in place in relation to CASS compliance for the clients money and assets.Participate in the definition, testing and implementation of any CASS related enhancements to processes carried out by the platform provider and transfer agent.Ensure that CASS related procedures are reviewed on a regular basis in accordance with the relevant department policy.Maintain documentation that records the mapping of CASS rules to its controls and risks.Assist with the collation of CASS related metrics and reporting for the CASS Forum, European Risk Committee and Board meetings.Participate in CASS Forum and CASS Working Group meetings as required.Manage the effective and timely completion of the annual CASS audit.Participate in due diligence reviews of platform providers and transfer agents.Develop and maintain an understanding of the requirements of CASS through attendance at industry forums and training events.Participate in and own projects or other initiatives as required to enhance controls and operational efficiencies.RequirementsPractical experience and understanding of the application of the CASS rulebook as it applies to asset management and wealth management firms.Experience working in a CASS Oversight team.Excellent communication skills.Ability to work within a team environment, whilst taking personal responsibility for delivery of tasks.Confidence working with figures and strong analytical skills.Strong proficiency in use of Microsoft Office applications.

APPLY NOW

CASS Governance and Control Specialist Related Jobs

© 2019 Naukrijobs All Rights Reserved