Banking Investigations Lawyer

Job Description

We are currently seeking aLawyer with experience managing consumer complaints to work with a leading multinational financial institutionon their complaints and compliance team. Candidates with a strong interest in serving as a team lead and excellent investigationand dispute resolution skills are encouraged to apply.This opportunity enables you to leverage your experience and expertise to counsel and collaborate with some of the most innovative and dynamic minds in the industry while developing a diverse set of skills with the opportunity to grow your team leadershipskills.Responsibilities:

• Support a large banking institution’s consumer compliance and complaints department reviewing, investigating, and resolving complaints related to consumer-focused banking products and services.
• Serve as team lead: conducting quality control reviews, training, providing updates to leadership, delegating cases and acting as escalation point for questions and issues.
• Analyze complaints as they are assigned and conduct a thorough investigation of merits. Draft summary and recommendation letters and provide any additional insight or facts as needed to reach resolution.
• Support internal team members and leaders with identifying patterns and complaint trends and reporting findings to leadership.

Qualifications:

• 3-7 years of experience as a practicing lawyer, ideally with wealth management or financial services regulatory experience.
• Experience conducting investigations coupled with knowledge of wealth management / consumer banking services, although training will be provided.
• Experience managing junior attorneys, paralegal, or legal staff and confidence in reporting to senior leadership.
• Excellent oral and written communication skills and ability to efficiently analyze a high volume of materials while following internal policies and procedures.

Compensation, Benefits & Location: This role offers a highly competitive compensation and benefits package in the alternative legal services marketplace, that includes health benefits, pension and more. Axiomites also get access to professional development resources and learning and developmentprograms. Axiomites predominately work remotely, with the exception that some clients require on-site presence.Axiom is the global leader in high-calibre, on-demand legal talent. Covering North America, the UK, Europe, and APAC, we enable legal departments to drive efficiency and growth and meet the demands of today’s business landscape with best in breed alterativelegal services.Axiom is a leader in diversity, inclusion, and social engagement. Diversity is core to our values and we are proud to be an equal opportunity employer. We are proud to be named a best place to work for LGBTQ+ Equality, earning top marks in the 2021 CorporateEquality Index for the second consecutive year. Axiom’s legal department is Mansfield certified and is committed to considering at least 50% diverse candidates for leadership roles and outside counsel representation.Learn more about working at Axiom.Equal Opportunity Employer:Axiom ensures equal employment opportunity in recruitment and employment, without discrimination or harassment on the basis of race, color, nationality, national or ethnic origin, religious creed or belief, politicalopinion, sex, gender reassignment, pregnancy or maternity, age, disability, alienage or citizenship status, marital (or civil or other partnership recognized by law) status, genetic predisposition or carrier status, sexual orientation, military service, orany other characteristic protected by applicable law. Axiom prohibits and will not tolerate any such discrimination or harassment.We understand that many legal professionals have chosen to adopt the consultancy model, and we are happy to discuss this option with you. We offer both consultants and employees the opportunity to work with our enviable client roster. Contact us in completeconfidence to find out more about opportunities to work with Axiom as an employee or consultant.Accommodation for Individuals with Disabilities: Upon request and consistent with applicable laws, Axiom will provide reasonable accommodations for individuals with disabilities who require an accommodation to participate in each stage ofthe recruitment process. To request an accommodation to complete the application form, please contact us at and include “Applicant Accommodation” in the subject line.Axiom Global Limited is a company registered in England and Wales. Registered number: 11777468 Registered Office: 159/173 St John Street, London. England, EC1V 4QJAxiom respects your privacy. For an explanation of the kind of information we collect about you and how it is used, our full privacy notice is available at https://privacy-notice.Employment with Axiom may be contingent upon successful completion of a background check, providing proof of identity, and possessing the necessary legal authorization to work.By submitting an application, you acknowledge that all information contained therein, and provided at any part of the application process, is correct and accurate to the best of your knowledge.