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| Job Location | London |
| Education | Not Mentioned |
| Salary | Competitive salary |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent, full-time |
The Compliance Officer is responsible for preparing and submitting mandatory reports to clients and regulatory authorities across various jurisdictions. This role includes making statutory disclosures, establishing a strong control environment, and updatingprocesses based on regulatory changes. Key Responsibilities: • Submit timely and accurate reports to global regulatory authorities (e.g., SEC Form PF, SEC Schedule 13, FCA Gabriel reporting). • Develop and maintain regulatory reporting procedures and documentation. • Monitor reports for exceptions and perform root-cause analysis. • Collaborate with Compliance, Risk, Finance, and Technology teams on regulatory changes. • Manage European transaction reporting ARM and reconcile with FCA MDP portal. • Ensure accurate shareholder threshold disclosures. • Support MiFID and PRIIPs reporting (e.g., EMT, EPT). • Qualifications: • Knowledge of European, UK, and US regulations in asset/fund management. • Experience with MiFID, AIFMD, and SEC (1940 Act) reporting. • Understanding of UCITS, AIF, and SEC product characteristics is a plus. • Ability to interpret financial legislation. This role requires a detail-oriented and proactive individual with strong organizational skills and the ability to manage multiple priorities in a dynamic environment. The ideal candidate will have a solid understanding of regulatory requirements and be adeptat collaborating across various departments to ensure compliance and accurate reporting.To discuss further, please contact the Financial Services team ayt Venn Group.