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Junior Compliance Consultant Financial Services

Job LocationLondon Gatwick Airport
EducationNot Mentioned
Salary£18,000 - £25,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

Junior Compliance Consultant My Client is looking to recruit a junior compliance consultant to join their very friendly team.They work very closely with National Financial Advisers and Mortgage Brokers to ensure they meet and maintain their FCA regulatory requirements.They are based local to Gatwick, and the job will involve both office-based work and client visits.The ideal candidate will have experience working within Financial Services, and have a basic level of understanding of regulation for financial advisers and mortgage and/or protection brokers.Additional on-the-job training will be provided to enhance the skills and knowledge of the applicant.Excellent communication skills are required as well as the ability to communicate in a professional manner both verbally and in writing.This is an excellent opportunity for someone looking to further their career in this niche area of financial services.Day-to-day activities to include (but not limited to) the following:

  • File Checking
  • Financial Promotion Sign-Off
  • Gabriel (RegData) Returns
  • Connect Applications - Standing Data, Variation of Permissions, Form A’s etc
  • New Authorisation Applications
  • Ideal Candidate1yr + Financial Services ExperienceExcellent Communication SkillsDriver’s License£18,000 to £25,000 depending on experienceplease forward an up to date Word Doc cv for earliest consideration Required skills
  • Compliance
  • Compliance Monitoring
  • Financial Services
  • Compliance Procedures
  • Legal Compliance
  • Keyskills :
    Compliance Compliance Moniting Financial Services Compliance Procedures Legal Compliance

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