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Job Location | Guildford |
Education | Not Mentioned |
Salary | £25,000 - £30,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time |
Synchronicity Financial Services are working exclusively with a financial services group who are looking to hire a Compliance Assistant to support their Wealth Management arm.For this role, previous experience in financial services, ideally a wealth management/financial planning/IFA environment, is essential. Ideally you would have had experience in a compliance role and have started studying towards the CII Diploma in FinancialPlanning, although this is not essential.Reporting to the Compliance Manager, you will work closely with them to assist with all areas of compliance for the wealth management business. Core responsibilities will include
Keyskills :
ComplianceFinancial PlanningFinancial ServicesParaplanningFile Review