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Job Location | Greater Manchester |
Education | Not Mentioned |
Salary | 40,000 - 50,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time Work from home |
Remote Working As a Compliance Oversight Associate, you will have the capacity to get things done through persuasion, collaboration, and effective communication, able to work independently, with minimal supervision, remote working.As part of the compliance oversight team, you will implement an effective external oversight programme, which includes but not limited to investment managers and sponsors and provide regular reporting to the board of directors and senior management.You will have compliance oversight experience working with third parties or fund operations UCITS/AIFS experience, any knowledge of the following would be highly beneficial: regulatory environment in the UK Financial Services sector, knowledge of key therelevant regulatory and statutory requirements, in particular COLL/COBS/FUND, completion or will to work towards the Investment Operations Certificate (IOC), (full training will be given with study leave).Basic salary between £40,000 up to £50,000 depending on experience, annual bonus, 9% non-contributory pension, 34 days holidays, exceptional benefits package, and career development.Candidate
Keyskills :
External AuditFinancial PromotionsReport WritingCompliance OversightThird Party Vendors