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Control and Compliance Manager

Job LocationGlasgow
EducationNot Mentioned
Salary£40,000 - £60,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

Control and Compliance Manager SOX FinanceWe have a new and exclusive opportunity for a Control and Compliance Manager to work on key control financial frameworks within this insurance brokerage client as they expand their SOX Finance compliance controls team in GlasgowRole details

  • Title- Control and Compliance Manager SOX Finance
  • Location- Glasgow with hybrid working model
  • Salary - £60-65k
  • key focus- responsible for developing & embedding comprehensive Control Frameworks across a financial back-office function
  • qualifications- CA, ACCA, ACA qualification, SOX AND Audit knowledge
As the Controls & Compliance Manager, you will have a key role in the development, review and testing of controls across this Insurer Broker function.The role will report directly to the Head Quality Assurance (QA) & Reporting and will be responsible for managing the governance and regulatory compliance of the IBA Department.As the Control and Compliance Manager SOX Finance, you will be responsible for developing & embedding comprehensive Control Frameworks across a financial back-office functionAs part of this, your role will include
  • Lead the review & development of SoPs across the function, to ensure process documentation is maintained and fit for purpose.
  • Lead SOX and SOP review process across the IBA department, recording non-adherence where applicable and collaborating with management to address failings.
  • Conducting Quality Assurance (QA) checks including departmental files assessments, process efficiency reviews and feedback any corrective action to the relevant parties.
This is a brilliant role with a huge opportunity to grow and develop your financial career for the long termRole requirements
  • CA, ACCA, ACA qualification with at least 5 years post qualification experience
  • SOX knowledge, required
  • Previous experience working in Financial Services management and/or insurance preferable.
  • experience of working in an audit function
This role is ready now for review ad interviewfor more information and the chance to be considered, please do send through your CV through to k.roe at HuxleyMany thanksTo find out more about Huxley, please visit www.huxley.comHuxley, a trading division of SThree Partnership LLP is acting as an Employment Agency in relation to this vacancy | Registered office | 1st Floor, 75 King William Street, London, EC4N 7BE, United Kingdom | Partnership Number | OC387148 England and Wales

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Control and Compliance Manager SOX FinanceWe have a new and exclusive opportunity for a Control and Compliance Manager to work on key control financ

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