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Compliance Officer

Job LocationColchester
EducationNot Mentioned
Salary£45,000 - £60,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

The Client:My client is a highly reputable financial planning practice that prides themselves on the personal touch that they provide their clients. They offer tailored financial solutions on a range of financial products for both private and corporate clients. The firm have an excellent staff retention rate and boast a fantastic working environment to go along with a competitive salary package, with bonus and benefits on top.The OpportunityWe are currently recruiting for an experienced Compliance Officer on behalf of a firm of Independent Financial Advisers based in Essex. This is a fantastic chance to build a career in a well-established IFA firm. You will be given the chance to work closely with the firms IFA’s as well as overseeing and improving the Compliance procedures. You will also be offered the chance to study towards gaining further financial services qualifications should you want to and have the chance to take on the SMF16 function.What’s needed for me to be considered

  • Strong experience in an IFA firm
  • Level 4 diploma qualified as an ABSOLUTE minimum
  • Existing experience in Financial Services compliance or risk control.
  • Experience holding SMF16 function is advantageous
  • Experience of working with bespoke software packages used for financial Planning and support
  • Previous experience in a Paraplanning or Advisory capacity will be considered
  • What nextApply today to be considered for this opportunity. If suitable, one of our specialist consultants will be in contact to discuss the opportunity with you in detail prior to submitting your CV to the client. In this discussion we will aim to identify your specific skills and motivations, and where appropriate recommend other relevant opportunities to you that match your requirements.Additionally, refer a friend or colleague to us and receive £200 in vouchers if we assist them in securing a new career.Job Synonyms: Compliance Officer, Compliance Manager, T&C

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