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Job Location | City of London |
Education | Not Mentioned |
Salary | £50,000 - £80,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time |
Senior Compliance Officer - London***Candidates must have exstensive compliance experience with a financial services practice i.e. IFA / Wealth Management Practice***Our client is an award-winning financial services provider based in The City, specialising in areas such as HNW Mortgages, Wealth Management, General Insurance, Life Insurance, Short Term Lending, Commercial Finance and Asset Finance.As Senior Compliance Officer, you will work closely with the Head of Compliance, playing an integral role, ensuring that the business maintains systems and control to prevent the business from breaching FCA regulations.We are looking for a Compliance Officer who has a bias toward wealth management and insurance (life and general insurances), rather than mortgages. The successful individual will be "pro business", providing robust compliance but also giving internalstakeholders the tools to thrive.Responsibilities include:
Keyskills :
ComplianceMortgage BrokerMortgage Lending