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Head of Compliance / MLRO

Job LocationCardiff
EducationNot Mentioned
Salary70,000 - 90,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time Work from home

Job Description

We are currently working exclusively with a well-established & successful UK based electronic trading platform who are currently setting up a new banking business to be based in Cardiff (hybrid working available). The role of Head of Compliance will reportto the CRO and provide expert advice and support to the business on the UK regulatory regime. You will build and maintain a strong relationship with the regulator and develop the compliance framework. Further responsibilities include

  • Ensuring & verifying all regulatory policies and procedures have been documented, implemented and clearly communicated
  • Provide advice to Board on all regulatory matters
  • Development and Management of a risk-based compliance monitoring program
  • Act as a deputy to the CRO when required
  • Ensuring regulatory updates are issued in a timely manner and where required based on changes in regulations.
  • Hold SMF16/17
The Company:
  • An early stage new banking business with the financial and technological backing of a UK based electronic trading platform
The Person:
  • 5 years relevant compliance experience
  • Strong and detailed knowledge of the UK regulatory regime focused on Banking
  • Detailed knowledge of the UK AML/KYC regime
  • Ability to manage and motivate a team
  • Strong communication and influencing skills
  • Detailed working knowledge of MCOB and BCOBS sourcebooks
  • Professional qualification preferred (ICA, CISI etc.)
Salary: £70k - £90k (depending on experience) plus bonus, pension, 25 days, flexible working

Keyskills :
ComplianceManagementMCOBBCOBS

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