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| Job Location | Cambridge |
| Education | Not Mentioned |
| Salary | 40,000 - 55,000 per annum |
| Industry | Not Mentioned |
| Functional Area | Not Mentioned |
| Job Type | Permanent , full-time or part-time |
Are you a dedicated and conscientious individual who has a strong eye for detail Do you have strong Financial Services expertise with experience of File Reviews and Suitability Checks Are you looking for a role where you can enhance your Compliance skillsand further your career within an innovative and forward thinking Wealth Management firm If the answer to these questions is yes, we would like to hear from you.Due to continued success in delivering bespoke wealth management solutions to a range of clients, our client is seeking to bolster their Compliance Operations capabilities in Cambridgeshire. Working closely with the Compliance Director, your role will beto conduct in depth file reviews, assessing and analysing the advice given to ensure the suitability of advice and that the highest standards have been met. You will produce the necessary reports and guidance for Advisers where appropriate.The successful applicant will have experience of file checks and suitability reports gained within a regulated environment. You will have in depth technical knowledge with understanding if Investments and Pensions, including transfers. You must have a strongeye for detail and be able to interpret complex advice and reasoning. Success in professional qualifications would be beneficialYou will have the opportunity to develop your wider compliance and monitoring expertise and gain exposure to wider regulatory responsibilities including marketing and ongoing adviser assessments. As such, this is an excellent opportunity to work for a leadingfirm committed to professional developmentThis can be full time or part time and offers a mix of home and office working.Compliance, Pensions, Investments, Monitoring File Reviews, File Checks, Suitability Reports, Financial Advice, Wealth Management
Keyskills :
AdviceComplianceFinancial ServicesReviews