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Compliance Officer

Job LocationBrentwood
EducationNot Mentioned
Salary35,000 - 45,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent , full-time

Job Description

An excellent new Compliance opportunity has arisen within a long established specialist Lender.The role is offered on a hybrid basis.Skills & Experience Required:

  • Strong knowledge and understanding of relevant legislation, regulations, and policies ideally within the mortgage and secured lending sector.
  • Highly detail orientated with the ability to work under pressure and to tight deadlines.
  • Excellent administrative and organisational skills
  • Customer focused, to identify & problem solve for clients.
  • Strong knowledge of Microsoft office including Excel & Word
  • Previous experience in financial services will be highly beneficial.
  • Relevant mortgage or financial services qualification also beneficial
Key Duties:
  • Conducting call observations and carrying out quality assurance and compliance
  • Supporting compliance manager with day-to-day compliance activities
  • Supporting the compliance function in the management and handling of complaints, including complaints referred to Financial Ombudsman Service
  • Monitoring compliance processes in the correct manner
  • Keeping up to date with regulatory and industry developments
  • Constantly helping to develop the compliance procedures.
  • Other key duties to be discussed upon full role briefing.
The role is offered on a permanent basis and offers a comprehensive package including hybrid working.

Keyskills :
ComplianceCompliance MonitoringFinancial ServicesLendingCompliance Procedures

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