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Job Location | Birmingham |
Education | Not Mentioned |
Salary | 40,000 - 50,000 per annum |
Industry | Not Mentioned |
Functional Area | Not Mentioned |
Job Type | Permanent , full-time |
"Treats everyone with respect and really supports its employees""Invests in its people, great working environment and colleagues""Great people, very friendly and inclusive""Created a great work-life balance"These are just some of the many positive reviews this employer has on Glassdoor. They help explain why the business is rated as one of the top companies to work for in the UK. Youll want to join for the opportunity to be an integral member of the Complianceteam for this new business unit and for the career development opportunities on offer. Youll want to stay for the fantastic working environment and highly supportive culture.And that means this could be just the start of a long and successful career for you with this genuine employer of choice.Working from home, youll love the high degree of autonomy that the role provides, but also benefit from being part of a larger Compliance team under excellent management and stewardship.Youll help support the supervision of the firms growing portfolio of Financial Advisers, implementing the Training & Competency scheme and reporting on T&C metrics.Youll conduct regular file checks and review the content and production of client suitability reports, whilst also promoting and embedding a positive ethical culture across the business.Youll have gained good Compliance experience in a wealth management environment and either have attained or be working towards a relevant Level 4 qualification (DipPFS, DipFA etc.). Youll also have developed a good working knowledge of pensions, investments,IHT planning etc.What nextClick apply. Not got an up to date CV Dont worry, send over what you have and well pick it up from there.
Keyskills :
ComplianceWealth ManagementCompliance Training