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Senior Compliance Advisory Manager

Deerfoot IT Resources Ltd
Job LocationBath
EducationNot Mentioned
Salary£70,000 - £75,000 per annum
IndustryNot Mentioned
Functional AreaNot Mentioned
Job TypePermanent, full-time

Job Description

Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance,private medical, encouraged professional development)The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies. You will provide guidance and support to the business units to ensure compliance with applicable rules and regulations,identifying and mitigating compliance risks.In your first few weeks in this Senior Compliance Advisory Manager role, you can expect to:

  • Maintain a regulatory development log and provide business impact assessments and regulatory updates in a timely manner
  • Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration
  • Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks
  • Develop and implement compliance training programs to educate employees on relevant laws.
To apply for this Senior Compliance Advisory Manager role, your soft skills, expertise and experience should include:
  • Experience in financial services in a 2nd line back-office compliance role.
  • Relevant business qualification e.g. Certified Regulatory Compliance Manager).
  • Working knowledge of the FCA Handbook.
  • Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks.
  • Ability to draft Compliance Oversight reports and other management reports
  • Ability to create and deliver specific compliance training on a face to face basis for employees to enable compliance to be embedded in the business.
  • Ability to maintain the FCA Reg Data and FCA Connect requirements for the firms reporting, notifications and SMCR requirements.
Youll receive a salary of up to £75,000.00 and a generous benefits package for your knowledge, expertise and flexibility.Wed love you to apply for this hybrid full-time Senior Compliance Advisory Manager position in Bath, and were waiting to hear from you. Please contact Deerfoot IT Recruitment today.Deerfoot IT Resources Ltd is one of the UKs leading IT Recruitment Agencies, trusted by many of the UKs leading employers. Established in 1997, we have over 25 years of experience as IT Recruitment Specialists. We will never send your CV anywhere withoutyour authorisation and only after you have seen the complete details of this opportunity. Deerfoot is acting as an employment agency for permanent hires and an employment business for contingency hires. Each time Deerfoot sends a CV to a recruiting client,we donate £1 to The Born Free Foundation (1070906). Deerfoot is also climate-positive in partnership with Ecologi.Deerfoot IT Resources Ltd is acting as an Employment Agency in relation to this vacancy.Required skills
  • FCA Handbook
  • financial services in a 2nd line back-office compliance role
  • Compliance Oversight reports
  • FCA Reg Data and FCA Connect requirements for the firms reporting
  • notifications and SMCR requirements.

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